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eBook details

• Title: Rules Implementing Amendments to Investment Advisers Act of 1940 (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition)
• Author : The Law Library
• Release Date : January 22, 2018
• Genre: Law,Books,Professional & Technical,
• Pages : * pages
• Size : 697 KB

Description

The Law Library presents the complete text of the Rules Implementing Amendments to Investment Advisers Act of 1940 (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition).
Updated as of May 29, 2018

The Securities and Exchange Commission is adopting new rules and rule amendments under the Investment Advisers Act of 1940 to implement provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act. These rules and rule amendments are designed to give effect to provisions of Title IV of the Dodd-Frank Act that, among other things, increase the statutory threshold for registration by investment advisers with the Commission, require advisers to hedge funds and other private funds to register with the Commission, and require reporting by certain investment advisers that are exempt from registration. In addition, we are adopting rule amendments, including amendments to the Commission's pay to play rule, that address a number of other changes made by the Dodd-Frank Act.

This ebook contains:
- The complete text of the Rules Implementing Amendments to Investment Advisers Act of 1940 (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition)
- A dynamic table of content linking to each section
- A table of contents in introduction presenting a general overview of the structure

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